Understanding Penalties: Your Responsibilities and Risks

In case your duties or obligations are not met, it constitutes a violation of either the Work Health and Safety Act 2011 or the Electrical Safety Act 2002, potentially leading to legal actions by WorkCover Queensland.

What constitutes a breach? 

A breach arises when legal standards are not maintained, encompassing scenarios where:

  1. Actions are taken, putting individuals at the risk of injury, illness, or fatality.
  2. Measures are not implemented to prevent potentially hazardous situations.
  3. Non-compliance with regulatory requisites occurs.


Examples of breaches

Work health and safety breaches

Examples of breaches of the WHS Act include:

  • exposing workers to the risk of excessive noise
  • working at heights where the risk of falling is not controlled
  • allowing unlicensed operators to use specified equipment such as forklifts
  • not ensuring that plant is appropriately guarded to eliminate or minimise exposure of workers to moving parts
  • failing to have in place safe work method statements for work carried out in or near a confined space
  • not notifying the Office of Industrial Relations (OIR) when a notifiable serious injury or illness occurs at your workplace.

Electrical safety breaches

Examples of breaches of the ES Act include:

  • performing unlicensed electrical work
  • carrying out electrical work on energized electrical equipment when not permitted
  • allowing unlicensed operators to use specified equipment such as forklifts
  • not testing electrical work to ensure it is electrically safe
  • not notifying the OIR of a serious electrical incident (SEI) or dangerous electrical event (DEE).


Categories of offences

The legal framework outlines four categories of offences based on the severity or liability concerning non-compliance with health and safety duties (under the WHS Act and SRWA Act) or electrical safety duties (under the ES Act).
  1. Industrial Manslaughter:

    • Maximum penalty: 20 years imprisonment for an individual, or $10M for a body corporate.
    • Applicable when a PCBU or senior officer negligently causes a worker's death.
  2. Category 1 Offence:

    • Prosecuted in the District Court.
    • Penalties:
      • Corporation: Up to $3 million.
      • Individual (PCBU or officer): Up to $600,000 or 5 years jail.
      • Individual (e.g., worker): Up to $300,000 or 5 years jail.
    • Involves serious breaches where a duty holder recklessly endangers a person's life.
  3. Category 2 Offence:

    • Prosecuted in the Magistrates Court.
    • Penalties:
      • Corporation: Up to $1.5 million.
      • Individual (PCBU or officer): Up to $300,000.
      • Individual (e.g., worker): Up to $150,000.
    • Involves failure to comply with duties that expose a person to risk of death, serious injury, or illness.
  4. Category 3 Offence:

    • Prosecuted in the Magistrates Court.
    • Penalties:
      • Corporation: Up to $500,000.
      • Individual (PCBU or officer): Up to $100,000.
      • Individual (e.g., worker): Up to $50,000.
    • Involves failure to comply with health and safety duties or electrical safety duties.

Note: Appeals for Category 1, Category 2, or Category 3 are directed to the District Court.


On the spot fines: 

Infringement notices (on-the-spot fines) are issued under the State Penalties Enforcement Act 1999 and may be issued by an inspector if they believe, on reasonable grounds, that a person is committing or has committed an infringement notice offence under the legislation. Infringement notices may be issued to an organisation, individual or both.

An on-the-spot fine is an alternative to prosecuting alleged offenders directly through the court. It is also called an infringement notice.

Fines for infringement notice offences range from $144 - $720 for individuals, and $720 - $3600 for a business.

  • There are currently 240 infringement notice offences for contraventions of the WHS and ES legislation.
  • The regulator has identified a smaller number as priority areas for enforcement and if an inspector identifies a contravention of a provision determined by the regulator to be a priority, the inspector will issue an infringement notice.
  • The provisions determined as a priority by the regulator will change periodically to reflect current and emerging risks.

Priority infringeable offences

The following offences are priorities for our inspectors:

  1. Non-compliance with an Improvement Notice
    • The person must comply within the period stated on the notice - WHS Act s.193
    • The person must comply within the period stated on the notice - ES Act s.146B
  2. Incident Notification and Reporting
    • PCBU must keep record of each notifiable incident for 5 years after notification - WHS Act s.38(7)
    • PCBU must keep a record of each serious electrical incident or dangerous electrical event for at least 5 years after notification - ES Reg s.265(6)
  3. Consultation with workers
    • PCBU must allow adequate time for HSR to exercise powers/functions - WHS Act s.70(2)
  4. Safety Management – construction projects
    • Safe Work Method Statements (high risk construction work) - WHS Reg s.299(1); s.300(1); s.300(2); s.301; s.302; s.303(3); s.312
    • WHS management plan must be accessible - WHS Reg s.313(3)
    • Provision of hygienic, safe and serviceable amenities - WHS Reg s.315A(2)
  5. Construction Work
    • Trenching/excavation - WHS Reg s.304(3); s.304(5); s.306(1)
    • Fall arrest system as control measure - WHS Reg s.306I(7)
    • Ladder safety - WHS Reg s.306K(2); s.306L(3); s.306O(5)
    • Scaffolding - WHS Reg s.306P(2); s.306Q(2)
    • Falling objects - WHS Reg s.315F(3); s.315G(3); s.315L(3)
    • General construction induction training - WHS Reg s.316
  6. General workplace management
    • Air monitoring for airborne contaminants - WHS Reg s.50(1)
  7. Specific Hazardous Work
    • Overhead or underground electric line (safe distance) - ES Reg s.68(1); s.68(2)
    • Confined spaces - WHS Reg s.66(2); s.69
    • General diving work competency - WHS Reg s.175(1)
    • Hazardous chemicals register – WHS Reg s.346(1); s.346(3)
    • Asbestos management - WHS Reg s.425(1); s.449; s.419(1); s.446(1); s.446(3)
  8. Licensed High Risk Work
    • Written evidence of licence, training, application or certification - WHS Reg s.85(1); s.85(2); s.85(3)
  9. Electrical Work
    • Electrical work - ES Reg 14; 15(1); 26(2); 31(1); 32(1)
    • Electrical installations - ES Reg 70; 71; 85(2)
    • Electrical supply - ES Reg 221(1); 221(2); 227(1)
  10. Electrical Licences
    • Unlicensed electrical work - ES Act 55(1); 56(1); 57(1)


Payment

The fine may be paid in full within 28 days or an application can be made for a payment plan if the fine is over $200.

Payments can be made by:

  • mail – return a copy of the notice with your payment (cheque or money order)
    Cheques or money orders are to be made out to:
    Office of Industrial Relations
    Accounts receivable
    PO Box 820
    Lutwyche QLD 4030
  • phone – call 1300 362 128 and reference the infringement notice number (credit card only).

The alleged offender can choose to contest the infringement notice in a Magistrates Court.


Failure to pay

Not paying the fine can lead to further enforcement action. The infringement notice may be referred to the State Penalties and Enforcement Registry to take further action including:

  • redirection of wages or funds from a bank account
  • issuing of a warrant for the seizure and sale of property
  • suspension of the debtor's driver's licence until the debt is satisfied
  • registration of the debt for enforcement interstate
  • issuing an arrest and imprisonment warrant.



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